Job Description
Join our award-winning team as a Compliance Officer with flexible scheduling options! Global Financial Solutions Inc. is seeking a detail-driven professional to ensure regulatory adherence and mitigate risks in our dynamic financial services environment. Enjoy a modern downtown Cincinnati office with hybrid work flexibility, competitive benefits, and career growth opportunities. Ideal for work-life balance seekers who thrive in compliance excellence.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and Ohio regulations
- Conduct internal audits and investigations to identify compliance gaps
- Prepare regulatory reports and disclosures for state and federal authorities
- Train staff on AML, KYC, and anti-fraud procedures
- Coordinate with legal and risk management teams on regulatory changes
- Document compliance procedures and maintain audit trails
- Stay updated on evolving financial regulations through continuous education
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance or regulatory experience in financial services
- Certification (CRCM, CAMS, or CCEP) strongly preferred
- Proficiency in compliance software (e.g., Actimize, NICE Actimize)
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Ability to work independently with flexible scheduling