Job Description
Join our dynamic compliance team in Memphis and enjoy a work-life balance with flexible hours! Global Compliance Solutions Inc. is seeking a detail-oriented Compliance Officer to ensure regulatory adherence across financial operations. This role offers the flexibility to adapt to your schedule while maintaining high standards of compliance excellence. Collaborate with cross-functional teams to implement risk mitigation strategies and contribute to a culture of integrity. If you're passionate about regulatory frameworks and value autonomy, apply today!
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments for financial transactions
- Prepare detailed compliance reports for stakeholders and regulatory bodies
- Train employees on compliance protocols and ethical standards
- Investigate potential violations and recommend corrective actions
- Coordinate with legal counsel on regulatory interpretations
- Maintain accurate documentation of compliance activities
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and federal banking regulations
- Excellent analytical and problem-solving abilities
- Proficiency in compliance software (e.g., Diligent, OneTrust)
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional written and verbal communication skills
- Ability to work independently with flexible scheduling