Job Description
Join our elite compliance team in the heart of Saint Paul as a Compliance Officer! We provide all necessary equipment including ergonomic workstations, dual monitors, and secure document management systems. This role is your opportunity to shape regulatory frameworks while enjoying a fully-equipped modern workspace designed for peak productivity.
Our company offers a collaborative environment where compliance professionals drive innovation in regulatory adherence. You'll work alongside industry experts to develop and implement robust compliance programs that protect our organization while fostering ethical business practices.
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal/state regulations (Dodd-Frank, SOX, AML)
- Conduct risk assessments and internal audits across financial operations
- Train staff on compliance protocols and regulatory updates
- Investigate potential violations and recommend corrective actions
- Collaborate with legal counsel on regulatory changes
- Prepare detailed compliance reports for executive leadership
- Manage compliance documentation and retention policies
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance/regulatory experience in financial services
- Strong knowledge of federal/state banking regulations
- Certified Compliance & Ethics Professional (CCEP) designation required
- Advanced proficiency in compliance software (e.g., RSA Archer, MetricStream)
- Excellent written communication and report-writing skills
- Ability to interpret complex regulatory documents
- Experience with internal control frameworks