Job Description
Join our award-winning compliance team in Corpus Christi and make a tangible impact on regulatory excellence. Coastal Financial Group is seeking a detail-oriented Compliance Officer to ensure adherence to federal and state regulations while driving ethical standards across our operations. This role offers a competitive salary, comprehensive benefits package, and a $7,500 sign-on bonus for qualified candidates who start by December 31, 2023. Enjoy a hybrid work schedule with 2 remote days per week and opportunities for professional growth in our dynamic financial services environment.
Responsibilities
- Develop, implement, and maintain compliance programs aligned with FINRA, SEC, and state regulations
- Conduct regular internal audits and risk assessments to identify compliance gaps
- Prepare detailed regulatory reports and disclosures for senior leadership
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and risk management teams on compliance initiatives
- Monitor industry trends and regulatory changes affecting financial services
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation preferred
- Deep knowledge of FINRA, SEC, and Texas state regulations
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Experience with compliance management software (e.g., MetricStream, Compliance.ai)
- Ability to work independently and manage multiple priorities