Job Description
Join our award-winning compliance team in Glendale, AZ! We're seeking a detail-oriented Compliance Officer to safeguard our financial operations while enjoying a $7,500 sign-on bonus. This hybrid role offers competitive benefits and growth opportunities in a dynamic fintech environment. Help us maintain regulatory excellence while advancing your career in compliance.
Responsibilities
- Monitor and ensure adherence to federal/state regulations (AML, BSA, FINRA)
- Develop/update compliance policies and procedures
- Conduct internal audits and risk assessments
- Train staff on compliance protocols and regulations
- Investigate and resolve compliance violations
- Prepare regulatory reports and disclosures
- Collaborate with legal and audit teams
Qualifications
- Bachelor's degree in Finance/Accounting/Law (or equivalent experience)
- 3+ years compliance/regulatory experience
- FINRA Series 63/65 or 24 license required
- Strong knowledge of banking/financial regulations
- Proficient in compliance software (e.g., ComplyAdvantage)
- Exceptional analytical and problem-solving skills
- Excellent written/verbal communication abilities