Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer in Memphis, TN. We're seeking a detail-oriented professional to ensure our operations adhere to federal, state, and industry regulations. This role is pivotal in maintaining our ethical standards and mitigating risks in the financial services sector. Enjoy competitive compensation, comprehensive benefits, and a collaborative work environment in the heart of Memphis.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments across departments
- Develop and deliver compliance training programs for all staff
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain documentation
- Collaborate with legal and executive teams on compliance strategy
- Stay current with FINRA, SEC, and state-specific regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency in compliance management software
- Ability to manage multiple deadlines and priorities
- Knowledge of AML, KYC, and anti-fraud protocols