Job Description
Join our dynamic team as a Remote-Friendly Compliance Officer at Global Financial Services Inc. We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying flexible work arrangements. This hybrid role combines remote collaboration with occasional on-site meetings in our Richmond headquarters. You'll play a critical role in safeguarding our operations while advancing your career in a supportive environment with competitive benefits and professional development opportunities.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, AML)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare comprehensive reports for executive leadership and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and risk management teams on compliance initiatives
- Stay current on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in Microsoft Office Suite and GRC software
- Proven ability to work independently in remote settings
- Excellent written/verbal communication skills