Job Description
Join our award-winning financial institution as a Compliance Officer and become a guardian of ethical standards in Reno's thriving business landscape. We're seeking a detail-oriented professional to navigate complex regulatory landscapes and drive our compliance initiatives forward. This pivotal role offers hybrid work arrangements with competitive benefits and growth opportunities within our dynamic team.
Responsibilities
- Develop, implement, and maintain comprehensive compliance programs aligned with federal regulations (FINRA, SEC, AML)
- Conduct risk assessments and internal audits to identify compliance gaps
- Deliver mandatory compliance training to 200+ employees annually
- Investigate regulatory inquiries and prepare detailed response documentation
- Collaborate with legal and executive teams on policy updates
- Monitor emerging regulations and provide actionable insights
- Lead cross-functional compliance committees
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- CCEP or CRCM certification required
- Expert knowledge of FINRA/SEC regulations and BSA/AML protocols
- Advanced proficiency in compliance software (e.g., Fenergo, MetricStream)
- Exceptional analytical and investigative abilities
- Proven track record of developing compliance frameworks