Job Description
Join our dynamic compliance team at Omaha Financial Group and make an immediate impact! We're seeking a detail-oriented Compliance Officer to join our growing financial institution tomorrow. You'll ensure regulatory adherence, mitigate risks, and uphold ethical standards across all operations. Enjoy competitive compensation, comprehensive benefits, and a collaborative work environment in Omaha's thriving financial district.
What We Offer:
- Immediate start opportunity
- Health, dental, and vision insurance
- 401(k) with company match
- Professional development stipend
- Flexible work arrangements
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and implement compliance procedures
- Conduct internal audits and risk assessments across financial operations
- Develop and maintain compliance documentation and training programs
- Investigate potential violations and recommend corrective actions
- Collaborate with legal, audit, and business units on compliance initiatives
- Prepare regulatory reports and disclosures for federal agencies
- Lead compliance reviews for new products and services
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- FINRA Series 26 or 27 certification required
- Strong knowledge of banking regulations and compliance frameworks
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance software (e.g., ComplySci, OnBase)
- Excellent written and verbal communication skills
- Ability to thrive in fast-paced, deadline-driven environments