Job Description
Join our dynamic team as a Remote-Friendly Compliance Officer in Oakland, CA! We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying flexible work arrangements. This role combines hands-on compliance oversight with strategic risk management in a collaborative environment.
Our ideal candidate thrives in fast-paced settings and possesses deep knowledge of financial regulations. Enjoy competitive benefits, professional development opportunities, and the freedom to work remotely while making a tangible impact on our compliance framework.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, CFPB) to update compliance protocols
- Conduct internal audits and risk assessments across financial operations
- Develop and implement compliance training programs for 200+ employees
- Investigate and resolve compliance violations with corrective action plans
- Prepare regulatory reports for state and federal authorities
- Collaborate with legal team on policy updates and enforcement procedures
- Lead cross-departmental compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation
- Expert knowledge of federal/state financial regulations
- Strong analytical and investigative skills
- Experience with compliance software (e.g., RSA Archer, OnGuard)
- Exceptional written communication for policy documentation
- Proven ability to manage remote teams effectively