Job Description
Join our dynamic team as a Compliance Officer in the heart of New Orleans! We're seeking a detail-oriented professional to ensure regulatory adherence across all financial operations. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in a growing financial hub. Enjoy the unique culture and vibrant lifestyle of the Big Easy while advancing your compliance career.
Responsibilities
- Monitor regulatory changes and implement compliance policies
- Conduct internal audits and risk assessments
- Train staff on compliance protocols and regulations
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain documentation
- Collaborate with legal and finance departments
- Stay updated on FINRA/SEC requirements
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- CFRM or CAMS certification preferred
- Strong knowledge of AML, KYC, and BSA regulations
- Excellent analytical and communication skills
- Proficiency with compliance software
- Ability to manage multiple priorities