Job Description
Join our dynamic team as a Compliance Officer in Toledo, OH and enjoy a competitive salary plus a $10,000 sign-on bonus! You'll be instrumental in ensuring regulatory adherence and fostering a culture of compliance excellence. This role offers significant growth opportunities in a supportive environment.
Responsibilities
- Monitor regulatory changes and implement compliance policies across all departments
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and senior leadership on compliance strategy
- Maintain accurate compliance documentation and reporting
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of federal/state regulations (e.g., FINRA, SEC, AML)
- Excellent analytical and problem-solving skills
- Professional certification (CRCM, CAMS, or CCEP) preferred
- Exceptional communication and presentation abilities