Job Description
Join our dynamic team at Global Financial Partners as a Compliance Officer in Atlanta! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in the financial services sector. This role offers competitive compensation, comprehensive benefits, and opportunities for career growth in a supportive environment.
As a key member of our risk management division, you'll collaborate with cross-functional teams to develop robust compliance frameworks. Our Atlanta office features modern amenities and a collaborative culture focused on innovation and excellence.
Responsibilities
- Monitor regulatory changes and implement compliance procedures across financial operations
- Conduct internal audits and risk assessments to identify potential compliance gaps
- Develop and maintain compliance policies, procedures, and training programs
- Investigate potential violations and recommend corrective actions
- Act as liaison with regulatory bodies and external auditors
- Prepare detailed compliance reports for executive leadership
- Maintain accurate documentation of compliance activities
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and federal banking regulations
- Professional certifications (CRCM, CAMS, or CCEP) highly desirable
- Exceptional analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency with compliance software and data analysis tools
- Ability to thrive in a fast-paced, regulated environment