Job Description
Join Fort Wayne Financial Services as our next Compliance Officer and enjoy the security of weekly paychecks! We're seeking a detail-oriented professional to ensure regulatory adherence and operational excellence in our dynamic financial services environment. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact on our compliance framework. If you're passionate about safeguarding organizational integrity while advancing your career in Fort Wayne's growing financial sector, we encourage you to apply today.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state regulations) to ensure ongoing compliance
- Develop and implement internal control systems and compliance policies
- Conduct regular audits and risk assessments across all business units
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on compliance procedures and regulatory requirements
- Investigate and resolve compliance violations with appropriate corrective actions
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent preferred
- Strong knowledge of federal and state financial regulations
- Exceptional analytical and problem-solving abilities
- Proficient with compliance management software and reporting tools
- Excellent written and verbal communication skills
- Ability to thrive in a fast-paced, deadline-driven environment