Job Description
Join our dynamic team as an Immediate Hire Compliance Officer in Portland, OR. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate financial risks in a fast-paced environment. This role offers competitive compensation, comprehensive benefits, and the opportunity to make an immediate impact on our compliance framework.
Responsibilities
- Develop, implement, and monitor compliance programs adhering to federal/state regulations (FINRA, SEC, OCC)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Stay updated on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent designation
- Proficiency with compliance software and data analysis tools
- Strong understanding of FINRA/SEC regulations
- Exceptional written communication and documentation skills
- Ability to thrive in deadline-driven environments