Job Description
Join our dynamic team as a Compliance Officer with flexible hours! At Global Financial Solutions Inc., we value work-life balance while ensuring regulatory excellence. This hybrid role (3 days in-office, 2 remote) allows you to thrive professionally without compromising personal commitments. You'll safeguard our organization against compliance risks while enjoying Columbus's vibrant culture and competitive benefits package.
Responsibilities
- Develop and implement compliance programs aligned with FINRA, SEC, and Ohio state regulations
- Conduct risk assessments and internal audits for financial products and services
- Investigate potential violations and recommend corrective actions
- Train staff on compliance policies and regulatory updates
- Prepare detailed reports for senior management and regulatory bodies
- Stay current with industry trends through continuous professional development
- Collaborate with legal and audit teams to ensure cohesive risk management
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- FINRA Series 7, 63, and 24 certifications required
- Proficient in compliance software (e.g., Compliance.ai, LogicGate)
- Exceptional analytical and problem-solving abilities
- Strong written and verbal communication skills
- Ability to work independently with flexible scheduling
- Knowledge of Ohio financial regulations and AML protocols