Job Description
Join our award-winning compliance team at Financial Integrity Partners, where we safeguard financial integrity while empowering career growth. As a Compliance Officer in our Indianapolis headquarters, you'll drive regulatory excellence in a dynamic environment that values innovation and professional development. We offer a comprehensive benefits package, flexible work arrangements, and a collaborative culture that champions your success.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, OCC)
- Conduct risk assessments and internal audits to identify control gaps
- Prepare regulatory reports and disclosures for executive leadership
- Train staff on compliance protocols and regulatory updates
- Investigate potential violations and recommend corrective actions
- Collaborate with legal, audit, and business units to ensure alignment
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance/regulatory experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CCEP designation
- Expertise in AML, BSA, and anti-fraud regulations
- Strong analytical and risk assessment capabilities
- Exceptional written/verbal communication skills