Job Description
Join our dynamic team as a Compliance Officer in Pittsburgh, PA where you'll safeguard our organization's integrity while advancing your career in regulatory excellence. This role offers the opportunity to shape compliance frameworks in a fast-paced financial environment with competitive compensation and growth opportunities.
Responsibilities
- Monitor regulatory changes and ensure adherence to federal/state compliance requirements
- Develop, implement, and maintain compliance policies and procedures
- Conduct internal audits and risk assessments across departments
- Provide compliance training to employees and stakeholders
- Investigate and resolve compliance violations and incidents
- Prepare comprehensive compliance reports for executive leadership
- Collaborate with legal and finance teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- Certification (CRCM, CCEP, CAMS) preferred
- Exceptional analytical and problem-solving skills
- Proficiency in compliance management software
- Ability to interpret complex regulatory requirements
- Excellent written and verbal communication abilities