Job Description
Join our dynamic team at Global Financial Services Inc. as a Compliance Officer in Pittsburgh. We're seeking an experienced professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This immediate hire opportunity offers competitive compensation, comprehensive benefits, and career growth potential in one of America's most vibrant cities.
Why Join Us?
- Immediate start date with onboarding support
- Competitive salary with performance bonuses
- Comprehensive health, dental, and vision benefits
- 401(k) with company match
- Professional development stipend
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal/state regulations (e.g., FINRA, SEC, AML)
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Prepare and submit regulatory reports to governing bodies
- Train employees on compliance policies and procedures
- Investigate and resolve compliance violations with corrective action plans
- Stay updated on regulatory changes and advise leadership on impacts
- Collaborate with legal and audit teams for cross-functional compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and AML regulations
- Certifications (e.g., CRCM, CAMS, CCEP) highly valued
- Excellent analytical and problem-solving skills
- Ability to interpret complex regulatory requirements
- Strong written and verbal communication skills
- Proficiency in compliance management software (e.g., ComplySci, MetricStream)