Job Description
Join our dynamic team in sunny San Diego and start your compliance career tomorrow! Pacific Financial Group is seeking a detail-oriented Compliance Officer to safeguard our operations and ensure regulatory excellence. Enjoy competitive compensation, comprehensive benefits, and the opportunity to make an immediate impact in a thriving coastal city.
Why Work With Us?
- Immediate start date available
- Hybrid work schedule with downtown office
- Industry-leading training and career progression
- Collaborative culture focused on innovation
Responsibilities
- Monitor regulatory changes and implement compliance policies across all business units
- Conduct risk assessments and internal audits for financial operations
- Develop training programs for staff on regulatory requirements
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed reports for senior management and regulatory bodies
- Collaborate with legal team on regulatory filings and disclosures
- Ensure adherence to FINRA, SEC, and California state regulations
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance or regulatory experience in financial services
- Strong knowledge of federal/state regulations (Dodd-Frank, AML, etc.)
- Professional certifications (CRCM, CAMS, or CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance software (e.g., Smartsheet, RSA Archer)
- Excellent written and verbal communication skills