Job Description
Join our dynamic team at Jacksonville Financial Group as a Compliance Officer and become a guardian of regulatory excellence. We're seeking a detail-oriented professional to ensure our operations adhere to federal, state, and industry regulations while fostering a culture of integrity and risk mitigation. This role offers the opportunity to work in Jacksonville's thriving financial sector with competitive benefits and career growth opportunities.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and Florida state regulations
- Conduct thorough internal audits and risk assessments to identify compliance gaps
- Prepare detailed regulatory reports and maintain accurate documentation
- Train staff on compliance policies and procedures through workshops and materials
- Investigate potential violations and recommend corrective actions
- Stay updated on regulatory changes and advise leadership on impacts
- Collaborate with legal and audit teams for seamless compliance integration
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Active FINRA Series 63/65 or 66 license required
- Strong knowledge of federal and Florida state regulations
- Proficient in compliance software (e.g., Smartsheet, ComplianceEase)
- Exceptional analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Professional certification (CRCM, CCEP) highly valued