Job Description
Join our dynamic team as a Compliance Officer and become the guardian of ethical excellence at Global Financial Solutions Inc. Based in Arlington, TX, you'll ensure our operations align with federal regulations (FINRA, SEC, OCC) while driving a culture of compliance across all departments. This hybrid role offers competitive benefits, professional development opportunities, and the chance to make a tangible impact in a rapidly evolving financial landscape. If you're detail-oriented, passionate about regulatory integrity, and ready to elevate your career, apply today!
Responsibilities
- Monitor regulatory changes (Dodd-Frank, AML) and implement compliance policies across all business units
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop training programs for employees on regulatory requirements and ethical conduct
- Investigate potential violations and recommend corrective actions to senior leadership
- Prepare comprehensive compliance reports for board meetings and regulatory bodies
- Collaborate with legal counsel to ensure adherence to evolving industry standards
Qualifications
- Bachelor's degree in Finance, Business Administration, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industries
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification required
- Proficiency with compliance software (e.g., MetricStream, RSA Archer)
- Strong analytical skills with ability to interpret complex regulatory frameworks
- Excellent written communication for policy documentation and reporting
- Proven track record of leading compliance initiatives in a matrix organization