Job Description
Join Northwest Financial Group's elite compliance team in Portland, where integrity meets innovation. As a Compliance Officer, you'll safeguard our operations against regulatory risks while shaping our ethical framework. We offer a collaborative environment with competitive benefits and opportunities for professional growth in the heart of Oregon's financial hub.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and implement updated compliance protocols
- Conduct internal audits and risk assessments across banking operations
- Develop training programs for employees on regulatory requirements
- Investigate potential compliance violations and recommend corrective actions
- Prepare comprehensive compliance reports for senior leadership and regulators
- Liaise with legal counsel to ensure alignment with industry standards
- Lead cross-departmental compliance initiatives and policy updates
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Industry certifications (CRCM, CAMS, or CCEP) required
- Expert knowledge of federal/state banking regulations
- Strong analytical skills with attention to detail
- Excellent communication and presentation abilities
- Experience managing compliance audits and investigations
- Ability to thrive in a fast-paced, regulated environment