Job Description
Join our dynamic compliance team in Tampa and become a guardian of regulatory excellence! We're urgently seeking a detail-oriented Compliance Officer to navigate complex financial regulations and safeguard our organization. This critical role offers competitive compensation, growth opportunities, and the chance to make a tangible impact in a thriving financial hub.
Why Apply Today?
- Immediate start available
- Comprehensive benefits package
- Hybrid work flexibility
- Industry-leading training
Responsibilities
- Develop, implement, and monitor compliance programs across financial operations
- Conduct thorough risk assessments for new regulations (e.g., AML, BSA, Dodd-Frank)
- Prepare detailed compliance reports for executive stakeholders and regulators
- Train staff on regulatory requirements and ethical standards
- Investigate potential compliance breaches and recommend corrective actions
- Collaborate with legal, audit, and business teams on compliance initiatives
- Stay updated on evolving federal and state regulations affecting financial services
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and Florida state regulations
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation required
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in compliance software (e.g., MetricStream, SAI360)
- Excellent written/verbal communication skills
- Ability to thrive in fast-paced, deadline-driven environments