Job Description
Join our award-winning financial institution in Milwaukee as a Compliance Officer! We're seeking a detail-oriented professional to safeguard our operations against regulatory risks while fostering a culture of integrity. Enjoy competitive benefits, hybrid work options, and opportunities for career growth in Wisconsin's thriving financial hub.
Responsibilities
- Monitor and interpret federal/state regulations (e.g., FINRA, SEC, Dodd-Frank)
- Develop/implement compliance policies and procedures
- Conduct internal audits and risk assessments
- Train staff on regulatory requirements
- Investigate potential compliance violations
- Prepare regulatory reports and disclosures
- Collaborate with legal and audit teams
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years compliance/regulatory experience
- Certification (CRCM, CAMS, or CCEP preferred)
- Strong knowledge of financial regulations
- Exceptional analytical and communication skills
- Experience with compliance software (e.g., Adenza, Wolters Kluwer)
- Ability to thrive in fast-paced environments