Job Description
Join our dynamic compliance team in Wichita, Kansas, where we prioritize regulatory excellence and employee success! As a Compliance Officer, you'll be equipped with state-of-the-art technology and resources to ensure adherence to federal and industry standards. Enjoy a collaborative environment with competitive benefits, professional development opportunities, and the satisfaction of safeguarding our clients' interests.
Responsibilities
- Monitor regulatory changes and implement updated compliance policies across all financial operations
- Conduct internal audits to identify and mitigate compliance risks
- Develop comprehensive training programs for staff on regulatory requirements
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and operational teams to ensure seamless compliance integration
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of experience in financial services compliance
- Strong knowledge of FINRA, SEC, and federal banking regulations
- Advanced proficiency in compliance software and data analysis tools
- Excellent written and verbal communication skills
- Professional certification (CRCM, CCEP, or CAMS) required