Job Description
Join our dynamic compliance team at FinSecure Partners Inc., a leading financial services firm in the heart of San Francisco. As a Compliance Officer, you'll be instrumental in safeguarding our operations against regulatory risks while fostering an ethical workplace culture. We offer competitive compensation, comprehensive benefits, and opportunities for professional growth in one of America's most vibrant cities.
Why Join Us?
• Industry-leading training programs
• Collaborative, innovative environment
• Clear career advancement pathways
• Focus on work-life balance
Responsibilities
- Monitor and interpret complex federal/state regulations (SOX, CCPA, FINRA)
- Develop/implement compliance policies and procedures across 5 business units
- Lead internal audits and regulatory examinations (quarterly)
- Train 200+ employees on compliance protocols via LMS platform
- Investigate potential violations and recommend corrective actions
- Collaborate with Legal and Risk departments on strategic initiatives
- Prepare comprehensive compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 5+ years compliance experience in financial services or fintech
- CCEP or CAMS certification required
- Advanced proficiency in RegTech tools (e.g., MetricStream, OneTrust)
- Proven track record in managing multi-jurisdictional regulations
- Exceptional analytical and communication skills
- Experience with blockchain/crypto compliance (desirable)