Job Description
Join our award-winning compliance team at Apex Financial Group and become a guardian of ethical standards in Denver's thriving financial sector. We're urgently seeking a meticulous Compliance Officer to navigate complex regulatory landscapes and safeguard our organization's integrity. This hybrid role offers competitive compensation, comprehensive benefits, and the opportunity to shape compliance frameworks for a Fortune 500 company. Apply today to make an immediate impact!
Responsibilities
- Monitor and interpret evolving federal/state regulations (FINRA, SEC, OCC) for financial services
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop/update compliance policies and procedures for AML/BSA requirements
- Train staff on regulatory changes and ethical standards
- Manage regulatory reporting and examinations with state/federal agencies
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and operations teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation required
- Expert knowledge of Colorado financial regulations
- Advanced proficiency in compliance software (e.g., ComplyAdvantage, Thomson Reuters
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Ability to thrive in fast-paced, deadline-driven environments