Job Description
Join our dynamic compliance team in Memphis, TN! Global Financial Solutions Inc. is seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks across our financial operations. This role offers a competitive salary plus a $7,500 sign-on bonus for qualified candidates. You'll collaborate with legal, audit, and business units to develop robust compliance frameworks while staying ahead of evolving regulations.
Our ideal candidate thrives in fast-paced environments and possesses deep knowledge of financial regulations. Enjoy a comprehensive benefits package including health insurance, 401(k) matching, and professional development opportunities. Memphis offers affordable living, rich cultural heritage, and a growing tech sector—making it an ideal place to advance your career.
Responsibilities
- Monitor and interpret federal/state regulations (e.g., FINRA, SEC, AML) to ensure organizational compliance
- Develop, implement, and audit compliance policies/procedures across all business units
- Conduct regular risk assessments and remediation planning for compliance gaps
- Train employees on regulatory requirements and ethical standards
- Manage compliance reporting documentation for internal/external stakeholders
- Collaborate with legal team on regulatory changes and enforcement actions
- Lead internal investigations and corrective action initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML protocols
- Certified Regulatory Compliance Manager (CRCM) or similar designation required
- Exceptional analytical skills with attention to detail
- Advanced proficiency in compliance software (e.g., ComplianceEase, MetricStream)
- Excellent written/verbal communication and presentation abilities
- Ability to manage multiple projects with competing deadlines