Job Description
Join our dynamic team as a Compliance Officer at Global Financial Solutions Inc., where integrity meets innovation in the heart of Seattle's thriving tech hub. We're seeking a meticulous professional to safeguard our operations while driving ethical excellence in a rapidly evolving regulatory landscape. Enjoy competitive compensation, comprehensive benefits, and the opportunity to shape compliance frameworks for a Fortune 500 company committed to sustainability and social responsibility.
Our downtown Seattle office offers stunning waterfront views, flexible work arrangements, and a culture that values work-life balance. You'll collaborate with cross-functional teams to implement cutting-edge compliance strategies while making tangible impact in a role that directly influences our corporate governance standards.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal (SEC, FINRA), state, and industry regulations
- Conduct risk assessments and internal audits to identify compliance gaps and mitigation strategies
- Monitor regulatory changes (including GDPR, CCPA, and SEC updates) and advise stakeholders on implications
- Design and deliver employee training programs on ethics, anti-money laundering, and data privacy protocols
- Investigate alleged violations and recommend corrective actions with detailed documentation
- Collaborate with legal and audit teams to ensure seamless regulatory reporting and documentation
- Lead compliance initiatives for new product launches and market expansions
Qualifications
- Bachelor's degree in Finance, Business Administration, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or fintech with direct regulatory exposure
- Certifications: CRCM, CCEP, or CAMS (or equivalent) required
- Expertise in AML, KYC, and data privacy regulations (GDPR/CCPA)
- Advanced proficiency in compliance software (e.g., RSA Archer, MetricStream)
- Exceptional analytical skills with ability to interpret complex regulatory frameworks
- Proven track record of designing scalable compliance controls for high-growth environments
- Strong presentation skills with ability to train diverse audiences effectively