Job Description
Join Capital Financial Group as a Compliance Officer and play a pivotal role in safeguarding our organization's integrity and regulatory compliance. You'll work in a dynamic Richmond, VA environment where your expertise ensures adherence to federal regulations and industry standards. Enjoy competitive benefits, professional development opportunities, and a collaborative culture committed to excellence.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, AML) to update compliance policies
- Conduct internal audits and risk assessments across banking operations
- Develop and implement compliance training programs for all staff
- Investigate potential compliance violations and recommend corrective actions
- Act as primary liaison between legal, audit, and regulatory bodies
- Maintain accurate compliance documentation and reporting systems
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Active CRCM or CAMS certification required
- Advanced knowledge of banking regulations (Regulations Z, E, O, etc.)
- Strong analytical and investigative skills
- Proficient in compliance management software (e.g., NAS Compliance, Moody's Analytics)
- Exceptional written/verbal communication skills