Job Description
Join Nevada Financial Services Inc., a leading financial institution in Las Vegas, as our next Compliance Officer. We're seeking a detail-oriented professional to ensure regulatory adherence, mitigate risks, and maintain ethical standards across all operations. Enjoy competitive compensation, comprehensive benefits, and a dynamic work environment in the heart of Nevada's financial hub.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (SEC, FINRA, etc.)
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports and maintain accurate documentation
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and executive teams on compliance strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of SEC/FINRA/Nevada state regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., Compliance.ai, LogicGate)
- Excellent communication and presentation abilities