Job Description
Join our dynamic compliance team in Laredo, TX! We're seeking a meticulous Compliance Officer to safeguard our operations while driving ethical excellence. This pivotal role offers hybrid flexibility and growth opportunities within a forward-thinking financial institution. If you thrive in detail-oriented environments and possess a passion for regulatory integrity, we encourage you to apply today.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, CFPB) and implement compliance protocols
- Conduct internal audits and risk assessments across financial products
- Develop and maintain compliance training programs for 150+ employees
- Investigate and resolve compliance breaches with actionable reports
- Collaborate with legal and audit teams for policy development
- Prepare regulatory filings and exam responses for state/federal agencies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent preferred
- Expert knowledge of Texas state banking regulations
- Advanced proficiency in compliance software (e.g., ComplySci, MetricStream)
- Strong analytical skills with attention to detail
- Excellent written/verbal communication in English/Spanish