Job Description
Urgent Opportunity: Compliance Officer Needed in Tampa, FL!
Join our award-winning financial institution as a Compliance Officer and become a guardian of regulatory excellence. This critical role demands a proactive professional to ensure adherence to federal regulations, mitigate risks, and maintain our stellar compliance record. Enjoy a competitive salary, comprehensive benefits, and career growth in a dynamic environment.
Why Apply Today?
- Immediate start date available
- Industry-leading training and certification support
- Hybrid work schedule (3 days in office)
Responsibilities
- Monitor and implement federal/state compliance regulations (SEC, FINRA, AML)
- Conduct internal audits and risk assessments for financial products
- Develop/update compliance policies and training programs
- Investigate and resolve regulatory violations
- Collaborate with legal and audit teams on compliance initiatives
- Prepare regulatory reports for executive stakeholders
- Lead cross-departmental compliance committees
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Certified Compliance & Ethics Professional (CCEP) preferred
- Deep knowledge of FINRA/SEC regulations
- Advanced analytical and problem-solving skills
- Exceptional written/verbal communication abilities
- Proficiency in compliance management software