Job Description
Join our award-winning team as a Compliance Officer in Toledo, OH! We're offering a competitive salary plus a $10,000 sign-on bonus for qualified candidates who can ensure regulatory excellence. As a key member of our risk management division, you'll safeguard our organization against compliance violations while driving ethical business practices. This is your chance to make a tangible impact in a dynamic financial environment with growth opportunities and industry-leading benefits.
Responsibilities
- Develop and implement robust compliance programs aligned with FINRA, SEC, and Ohio state regulations
- Conduct internal audits and risk assessments to identify compliance gaps
- Investigate and resolve regulatory inquiries and enforcement actions
- Deliver comprehensive compliance training to 200+ employees across multiple departments
- Stay current on regulatory changes and update policies accordingly
- Collaborate with legal counsel to ensure adherence to evolving compliance standards
- Prepare detailed compliance reports for executive leadership and board committees
Qualifications
- Bachelor's degree in Finance, Business Administration, or Law (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industries
- Certified Compliance & Ethics Professional (CCEP) designation required
- Expertise in Ohio's financial regulations and federal banking laws
- Advanced proficiency in compliance software (e.g., MetricStream, RSA Archer)
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication abilities for stakeholder reporting