Job Description
Join our dynamic team in New Orleans as a Compliance Officer with flexible scheduling options! We offer a modern work environment where you can maintain work-life balance while ensuring regulatory excellence. Our company values innovation and professional growth, providing competitive benefits and opportunities for advancement. If you're passionate about compliance and seek a role that adapts to your lifestyle, apply today to become part of our industry-leading organization.
Responsibilities
- Monitor regulatory changes and implement compliance policies across all operations
- Conduct internal audits and risk assessments to ensure adherence to federal/state regulations
- Develop training programs for staff on compliance procedures and ethical standards
- Investigate potential violations and recommend corrective actions
- Maintain accurate compliance documentation and reporting systems
- Collaborate with legal and senior leadership on compliance strategy
- Stay updated on industry-specific regulations (e.g., FINRA, SEC)
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (e.g., AML, BSA, Dodd-Frank)
- Excellent analytical and problem-solving abilities
- Proven experience with compliance software and reporting tools
- Strong written/verbal communication skills
- Certifications (e.g., CRCM, CAMS) highly desirable
- Ability to work independently with flexible hours