Job Description
Join Global Financial Partners as a Compliance Officer in Boston's thriving financial district. We're seeking a detail-oriented professional to ensure regulatory adherence while driving ethical business practices. This full-time role offers competitive compensation, comprehensive benefits, and growth opportunities in a dynamic environment.
Our ideal candidate will navigate complex regulatory frameworks, conduct risk assessments, and collaborate with cross-functional teams to maintain compliance excellence. If you're passionate about safeguarding organizational integrity and thrive in fast-paced settings, apply today to become part of our award-winning compliance team.
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal/state regulations (FINRA, SEC, MA DFR)
- Conduct regular audits and risk assessments to identify compliance gaps
- Provide regulatory training to staff across business units
- Investigate and resolve compliance violations with appropriate remediation
- Monitor regulatory updates and advise on policy adjustments
- Prepare detailed compliance reports for senior management and regulators
- Collaborate with legal and internal audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and Massachusetts state regulations
- Certified Regulatory Compliance Manager (CRCM) or similar designation
- Exceptional analytical and problem-solving abilities
- Proficiency with compliance software (e.g., OnBase, Compliance.ai)
- Excellent written/verbal communication skills with attention to detail