Job Description
Join our dynamic team as a Compliance Officer and start your career tomorrow! Global Compliance Solutions Inc. is seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in the fast-paced financial sector. This role offers immediate start, competitive compensation, and opportunities for professional growth in one of America's most vibrant cities.
Responsibilities
- Monitor regulatory changes and implement compliance policies across financial operations
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver compliance training programs to staff
- Investigate potential violations and prepare detailed incident reports
- Collaborate with legal and executive teams on compliance strategy
- Manage documentation of compliance activities for regulatory reviews
- Stay updated on FINRA, SEC, and California-specific regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (Dodd-Frank, CA AB 1825)
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., LogicGate, Onspring)
- Ability to thrive in deadline-driven environments
- Excellent written and verbal communication skills