Job Description
Join our dynamic compliance team in Laredo, TX, and play a pivotal role in safeguarding our organization against regulatory risks. As a Compliance Officer, you'll ensure adherence to federal, state, and industry regulations while driving a culture of ethical excellence. We offer a collaborative environment, competitive benefits, and opportunities for professional growth in the heart of South Texas.
Responsibilities
- Monitor and implement regulatory changes affecting financial operations
- Conduct internal audits and compliance risk assessments
- Develop and maintain compliance policies and procedures
- Train staff on regulatory requirements and ethical standards
- Investigate and resolve compliance violations
- Prepare regulatory reports for federal agencies
- Collaborate with legal and executive teams on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Knowledge of FINRA, SEC, and Texas banking regulations
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency in compliance software and data analysis tools
- Bilingual English/Spanish required