Job Description
Join our dynamic team as an Immediate Hire Compliance Officer in Portland, OR! We're seeking a detail-oriented professional to ensure regulatory compliance and mitigate risks in our fast-paced financial services environment. This is your chance to make an immediate impact while advancing your career in a supportive, growth-oriented company.
We offer competitive compensation, comprehensive benefits, and a collaborative work culture. If you're passionate about compliance excellence and ready to start immediately, apply today!
Responsibilities
- Monitor and interpret regulatory changes to ensure organizational compliance
- Conduct internal audits and risk assessments across all departments
- Develop and implement compliance policies and procedures
- Train staff on regulatory requirements and ethical standards
- Investigate and resolve compliance violations and discrepancies
- Prepare detailed reports for senior management and regulatory bodies
- Collaborate with legal and executive teams on compliance strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and state regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Proficiency with compliance management software
- Ability to thrive in a fast-paced, deadline-driven environment