Job Description
Join our dynamic team as a Compliance Officer in sunny Chula Vista, CA! We're seeking a meticulous professional to safeguard our organization's integrity and regulatory adherence. This full-time role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in a growing industry.
Our ideal candidate thrives in detail-oriented environments and possesses a passion for ethical business practices. You'll collaborate with cross-functional teams to ensure compliance with federal, state, and industry regulations while fostering a culture of accountability.
Responsibilities
- Develop, implement, and monitor compliance programs across all departments
- Conduct risk assessments and internal audits to identify potential compliance gaps
- Stay current on regulatory changes (e.g., FINRA, SEC, AML) and update policies accordingly
- Investigate compliance violations and recommend corrective actions
- Prepare detailed reports for senior management and regulatory bodies
- Deliver compliance training to staff at all levels
- Collaborate with legal team on policy revisions and regulatory responses
Qualifications
- Bachelor's degree in Business, Finance, Law, or related field
- 3+ years of compliance experience in financial services or regulated industries
- Strong knowledge of federal/state regulations (Dodd-Frank, BSA, etc.)
- Relevant certification (CCEP, CAMS, or CCRM) preferred
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in MS Office Suite and compliance software
- Excellent written/verbal communication skills
- Ability to handle sensitive information with discretion