Job Description
Join our dynamic compliance team at Nashville Financial Services Inc. and become a guardian of regulatory excellence in Tennessee's thriving financial hub. We're seeking a dedicated Compliance Officer to join our innovative team and shape the future of regulatory adherence. With comprehensive benefits, career advancement opportunities, and a supportive culture, this is your chance to make an immediate impact while building a rewarding career path.
Responsibilities
- Monitor and interpret evolving federal/state regulations (FINRA, SEC, OCC) to ensure organizational compliance
- Develop, implement, and audit internal compliance policies and procedures
- Conduct thorough risk assessments and mitigate compliance vulnerabilities
- Lead regulatory examinations and prepare detailed compliance documentation
- Train staff on regulatory requirements and best practices
- Collaborate with legal, operations, and audit teams for cohesive compliance strategies
- Manage compliance reporting to executive leadership and regulatory bodies
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and banking compliance frameworks
- Relevant certifications (CRCM, CAMS, CCEP) highly valued
- Exceptional analytical and problem-solving abilities
- Proven experience with compliance software (e.g., NAS Compliance, OnBase)
- Excellent communication skills for stakeholder engagement
- Ability to thrive in fast-paced, regulated environments