Job Description
Join Nashville Financial Group's dynamic compliance team and start making an impact tomorrow! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence across our financial operations. This is your opportunity to work in Nashville's thriving financial sector while safeguarding our organization's integrity. Enjoy competitive benefits, professional growth opportunities, and a collaborative work environment. Apply today to begin your career with us!
Responsibilities
- Monitor and interpret federal/state/regulatory changes (FINRA, SEC, etc.)
- Develop and implement compliance policies/procedures
- Conduct internal audits and risk assessments
- Investigate and resolve compliance violations
- Deliver compliance training to staff
- Prepare regulatory reports and maintain documentation
- Collaborate with legal and audit teams
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Strong knowledge of financial regulations
- Excellent analytical and problem-solving skills
- Effective communication abilities
- Certification (CCEP, CAMS) preferred
- Proficiency in compliance software