Job Description
Join our dynamic team as a Compliance Officer in Nashville, TN where your expertise drives regulatory excellence. Enjoy the unique benefit of weekly pay to ensure financial stability and peace of mind. This role is perfect for detail-oriented professionals passionate about maintaining ethical standards and operational integrity within the financial services sector.
Responsibilities
- Monitor regulatory changes and implement compliance policies aligned with federal/state laws
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver compliance training programs to staff across departments
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed reports for senior leadership and regulatory bodies
- Collaborate with legal and operational teams to ensure adherence to AML, KYC, and FINRA regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Strong analytical skills with attention to detail
- Proficiency in compliance software and regulatory databases
- Excellent written and verbal communication skills
- Ability to thrive in a fast-paced, deadline-driven environment