Job Description
Join our dynamic team at Global Financial Services as a Compliance Officer in Richmond, VA. You'll be pivotal in ensuring adherence to regulatory requirements, mitigating risks, and fostering a culture of ethical compliance. We offer competitive compensation, comprehensive benefits, and opportunities for professional growth in a supportive environment.
Responsibilities
- Monitor and interpret federal, state, and local regulations impacting financial operations
- Develop and implement compliance policies, procedures, and training programs
- Conduct internal audits and risk assessments to identify compliance gaps
- Collaborate with legal and business teams to address regulatory inquiries
- Document compliance activities and prepare regulatory reports
- Stay updated on industry changes and emerging regulatory trends
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Knowledge of FINRA, SEC, and banking regulations
- Strong analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Certification (CRCM, CAMS, or CCEP) preferred