Job Description
Join our dynamic team as a Compliance Officer in Seattle and enjoy the financial flexibility of weekly pay! At Pacific Financial Services, we're committed to fostering a culture of integrity and regulatory excellence. This role offers the opportunity to shape our compliance framework while working in Seattle's vibrant financial district. With competitive compensation, comprehensive benefits, and a supportive environment, you'll thrive in a position that directly impacts our organization's success.
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal and state regulations
- Conduct internal audits and risk assessments to identify compliance gaps
- Monitor regulatory changes and update policies accordingly
- Train staff on compliance procedures and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for senior management
- Collaborate with legal and audit teams on regulatory matters
- Ensure adherence to AML, KYC, and SEC regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and state regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Proficiency in compliance management software
- Ability to thrive in a fast-paced, regulated environment