Job Description
Join our award-winning compliance team at Global Financial Solutions Inc. in Columbus, OH! We're seeking a detail-oriented Compliance Officer to safeguard our operations and ensure adherence to federal regulations. Enjoy competitive benefits, hybrid work flexibility, and career growth in a dynamic financial environment. Your expertise will directly impact our mission of ethical excellence.
Responsibilities
- Develop and implement compliance policies aligned with FINRA, SEC, and Ohio state regulations
- Conduct regular risk assessments and internal audits across financial products
- Investigate potential compliance breaches and recommend corrective actions
- Train staff on regulatory changes and best practices
- Collaborate with legal team on regulatory filings and disclosures
- Monitor industry trends to anticipate new compliance requirements
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficient with compliance software (e.g., ComplyAdvantage, Thomson Reuters
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Knowledge of AML, KYC, and Dodd-Frank regulations