Job Description
Join Orlando Financial Partners as a Compliance Officer and experience the convenience of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our dynamic financial services environment. Enjoy competitive compensation, comprehensive benefits, and a supportive team culture dedicated to excellence.
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal/state regulations (FINRA, SEC, etc.)
- Conduct regular audits and risk assessments to identify compliance gaps
- Prepare detailed regulatory reports and documentation for leadership
- Train staff on compliance policies and procedures
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal counsel on regulatory changes
- Maintain accurate compliance records and documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance/regulatory experience in financial services
- FINRA Series 63, 65, or 26 license required
- Strong knowledge of AML, BSA, and KYC regulations
- Exceptional analytical and problem-solving abilities
- Proficient in compliance software (e.g., ComplySci, Actimize)
- Excellent written/verbal communication skills