Job Description
Join our dynamic compliance team and make an immediate impact! Global Financial Solutions Inc. is seeking a detail-oriented Compliance Officer to start tomorrow in our St. Louis office. This critical role ensures regulatory adherence across all financial operations, safeguarding our clients and organization. Enjoy competitive benefits, modern work environment, and career growth opportunities. Apply today to become part of our industry-leading compliance division.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to ensure operational compliance
- Conduct internal audits and risk assessments across financial products
- Develop and implement compliance policies/procedures with legal team
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and prepare detailed reports
- Liaise with regulators during examinations and inquiries
- Track compliance metrics and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation
- Deep knowledge of federal/state banking regulations
- Advanced analytical and problem-solving skills
- Exceptional written/verbal communication abilities
- Proficient in compliance software (e.g., ComplySci, Wolters Kluwer)