Job Description
Join our dynamic team as a Compliance Officer in Seattle with fully flexible hours! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining a healthy work-life balance. This hybrid role combines remote flexibility with in-office collaboration at our downtown Seattle headquarters. Enjoy competitive compensation, comprehensive benefits, and the freedom to structure your schedule around peak productivity hours.
Why Apply?
• Industry-leading compliance technology
• 100% remote work option available
• Professional development stipend
• Collaborative, inclusive culture
• Direct impact on regulatory frameworks
Responsibilities
- Monitor and interpret federal/state regulatory changes (FINRA, SEC, OFAC)
- Develop and implement compliance policies/procedures
- Conduct internal audits and risk assessments
- Train staff on compliance protocols (virtual/in-person)
- Manage compliance reporting for stakeholders
- Coordinate with legal/regulatory bodies
- Maintain compliance documentation systems
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years compliance/regulatory experience
- CRCM or CAMS certification preferred
- Proficiency in compliance management software
- Exceptional analytical and communication skills
- Ability to work independently with flexible hours
- Experience with financial services regulations